EPSTEIN
page 4 / 547 . OCR, unverified
the registry doc.
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Tisoaralmsmsonne
FILE NUMBER ENTITY NAME
3150161
SOUTHERN FINANCIAL CAPITAL TRUST I
3641746
SOUTHERN FINANCIAL. CAPITAL TRUST III
5035383
SOUTHERN FINANCIAL CONSULTANTS LLC
2698520
SOUTHERN FINANCIAL CORP.
2128646
SOUTHERN FINANCIAL GROUP. INC
5602149
SOUTHERN FINANCIAL GROUP, INC
3302457
SOUTHERN FINANCIAL HOLDING COMPANY
3323543
SOUTHERN FINANCIAL RESOURCE GROUP LLC
4464199
SOUTHERN FINANCIAL SALES, INC.
0799982
SOUTHERN FINANCIAL SERVICES, INC.
Thanks
Kind regards,
Sagar-A Valecha
Sagar-A Valecha
DBOI Global Services Prtuate Limited
Global Goalless Services
A-1 8 A-2. EvoNe Mahindra Technology Park. Inside Mahindra Work! City - SEZ. 302029 Jaipur. India
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055546
CONFIDENTIAL
SDNY_GM_00201730
EFTA01364978
--- SOURCE: IMAGES__0033__EFTA01364979.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364979.pdf
----------------------------------------
From: Vahe Stepanian
Sent: Monday, February 09, 2015 4:49 PM
To: Mark Whyman; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Hi Mark — if possible, please send us the TWTR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay
Lipman (CC'ed).
This is so that we can check the confirm for accuracy, and keep track of them.
Cheers,
Vahe
From: Mark Whyman
Sent: Monday, February 09, 2015 4:47 PM
To: Vahe Stepanian; Daniel Sabba
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Classification: For internal use only
Daniel / Vahe,
Can you confirm that the option confirmation for TWTR should be sent to
Thanks,
Mark
Mark Whyman
Vice PresidentI Global Markets
Deutsche Bank Securities. Inc.
Wall St 4th Floor
New York. NY. 1
E-rnad
Tel
E-fax +1(732) 578-2841
ilunitncitr Peel:60K I
Disclaimer htlps.riederivativesd0 coinistatiOdiselairner.html
From: Prabhuling-C Kottalagi
Sent: Monday, February 09, 2015 4:07 PM
To: Mark Whyman
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola
Subject: Need your assistance***Southern Financial LLC*** [I]
Classification: For Internal use only
Hi Mark,
We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlying. The client contact
which is updated in the our system is harrybeller@gmail.com which has gmail as its domain.
Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details.
Please let me know if you need any additional information.
Many thanks in advance.
Southern Financial
LLC
Generic
OTC
27-Jan-15
Twitter Inc
Michael-C
Mark Whyman NY
Krueger
NEW
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055549
CONFIDENTIAL
SDNY_GM_00201733
EFTA01364979
--- SOURCE: IMAGES__0033__EFTA01364980.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364980.pdf
----------------------------------------
Regards
riga
Prabhulingt Kottalagi
0801Giotni Services Priv.ite Limited
rot any escalation fge
ten lc t u now:
First level esanation
Second kiviA etajti
ReTrthwitr
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055550
CONFIDENTIAL
SDNY_GM_00201734
EFTA01364980
--- SOURCE: IMAGES__0033__EFTA01364981.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364981.pdf
----------------------------------------
To.
Cc:
Date.
Subject:
02/13/2015 07:03 PM
RE: - Southern Financial LLC— EDI. 12760ragr Ill
Hi Sagar,
Thank you for confirming.
Sowmya,
Please make the appropriate changes to the confirm so that this address is reflected on both page one and page two. Thank you.
From: Sagar-A Valecha
Sent: Friday, February 13, 2015 7:38 AM
To: Jay Lipman; Sowmya-D R
Cc: corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav; Vahe Stepanian;
Nitesh Gupta
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]
Classification: For Internal use only
Hi lay/Sowmya,
After making a search with the entity name in db car we see the below address is reflecting as per the screen shot.
Kindly advise.
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